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Stonebridge refreshes compliance models

Network Stonebridge has created a compliance team for new joiners and created additional i...

  • Nov 07, 2022
  • 0

Smartr365 adds automated compliance letters and moves office

Smartr365 has introduced an automated suitability letter system that it believes will sign...

  • Sep 02, 2019
  • 0

Clients are amazed to complete when other brokers gave up – Star Letter 17/08/2018

Mortgage Solutions and its sister title Specialist Lending Solutions select the most thoug...

  • Aug 17, 2018
  • 2

FCA previews digital compliance reporting for mortgage brokers and lenders

The Financial Conduct Authority (FCA) is offering mortgage brokers and lenders the chance ...

  • Aug 16, 2018
  • 0

Regulators criticise bank chiefs on lack of preparation for major disruptions

The three main financial regulators have taken a swipe at the heads of major financial fir...

  • Jul 05, 2018
  • 0

Without credible strategy, advice firms could fall foul of Senior Managers regime, warns consultant

At the Legal and General Mortgage Club Live conference in London a compliance consultant w...

  • Oct 05, 2017
  • 0

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