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Treasury and regulators open consultation on SMCR

The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA), along...

  • Mar 30, 2023
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Brokers should refer to specialists for SM&CR compliance – TMA Club

Mortgage firms should seek specialist help with compliance, Lisa Martin, group development...

  • May 19, 2021
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Mortgage firms facing fines for failing to submit Directory Persons information – AMI

The Association of Mortgage Intermediaries (AMI) has warned that firms will be fined by th...

  • Apr 23, 2021
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FCA confirms SM&CR implementation delay

The Financial Conduct Authority (FCA) has confirmed it is giving a 16-week extension for f...

  • Oct 28, 2020
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FCA to extend SM&CR rules and register introduction

The Financial Conduct Authority (FCA) is seeking views on the extension of implementation ...

  • Jul 17, 2020
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SM&CR expands to authorised firms as AR exclusion criticised

The Financial Conduct Authority’s (FCA) Senior Managers and Certification Regime (SM&...

  • Dec 09, 2019
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Lack of mortgage broker engagement with SM&CR ‘really scares me’ – Sinclair

The Association of Mortgage Intermediaries (AMI) has warned that a lack of understanding a...

  • Oct 29, 2019
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Five key points to becoming SM&CR ready – TMA

Advisers looking to ensure that their firm is compliant with the upcoming Senior Managers ...

  • Oct 11, 2019
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SM&CR is ‘not a massive change’ for compliant firms – analysis

Brokers have welcomed the incoming Senior Managers and Certification Regime (SM&CR) as...

  • Sep 27, 2019
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Paradigm launches guide to Senior Managers and Certification Regime for DAs

Paradigm Mortgage Services has launched a free guide for all directly authorised (DA) advi...

  • Mar 18, 2019
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