Tag Result: Senior Managers and Certification Regime (SM&CR)
Treasury and regulators open consultation on SMCR
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA), along...
Brokers should refer to specialists for SM&CR compliance – TMA Club
Mortgage firms should seek specialist help with compliance, Lisa Martin, group development...
Mortgage firms facing fines for failing to submit Directory Persons information – AMI
The Association of Mortgage Intermediaries (AMI) has warned that firms will be fined by th...
FCA confirms SM&CR implementation delay
The Financial Conduct Authority (FCA) has confirmed it is giving a 16-week extension for f...
FCA to extend SM&CR rules and register introduction
The Financial Conduct Authority (FCA) is seeking views on the extension of implementation ...
SM&CR expands to authorised firms as AR exclusion criticised
The Financial Conduct Authority’s (FCA) Senior Managers and Certification Regime (SM&...
Lack of mortgage broker engagement with SM&CR ‘really scares me’ – Sinclair
The Association of Mortgage Intermediaries (AMI) has warned that a lack of understanding a...
Five key points to becoming SM&CR ready – TMA
Advisers looking to ensure that their firm is compliant with the upcoming Senior Managers ...
SM&CR is ‘not a massive change’ for compliant firms – analysis
Brokers have welcomed the incoming Senior Managers and Certification Regime (SM&CR) as...
Paradigm launches guide to Senior Managers and Certification Regime for DAs
Paradigm Mortgage Services has launched a free guide for all directly authorised (DA) advi...