Bankhall has urged advisers to review their systems and controls, as the FSA ramps up its scrutiny of firms’ processes.
Name five things that brokers should make a priority in the next six months to stave off unwanted attention from the regulator.
Offering their opinion in Market Watch this week are:
Ben Thompson, managing director of Legal and General Mortgage Club
Nick Kelly, managing director of compliance support services provider Bankhall
