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OFT revokes broker’s licence for “deceitful and oppressive” actions

The Office of Fair Trading (OFT) is to revoke the consumer credit licence of Yes Loans Lim...

  • Mar 08, 2012
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TSC: Publishing early warning notices a ‘risk to natural justice’

The Treasury Select Committee (TSC) has said allowing the new regulator to publish early w...

  • Feb 28, 2012
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FSA strips Scottish IFA of permissions

The FSA has withdrawn the permissions of IFA Duncan Brown & Co LLP to carry on regulated a...

  • Feb 21, 2012
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Fraud register to launch in July

The Insurance Fraud Register will go live in July after the Association of British Insurer...

  • Feb 13, 2012
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Direct Line and Churchill fined £2.17m for doctoring files

The FSA has fined RBS-owned Direct Line Insurance and Churchill Insurance £2.17m for “i...

  • Jan 18, 2012
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Julian Harris’ 98 ARs reassured it is business as usual after FSA fine

Kent-based mortgage and IFA networks Julian Harris has reassured its 98 appointed represen...

  • Nov 30, 2011
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Banned broker arrested for property investment “deception”

A banned financial adviser has been arrested for misleading property investors, as part of...

  • Nov 28, 2011
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FSA fines non-advised mortgage firm £28k; bans bosses

The FSA has fined non-advised mortgage firm Fastmoney £28,000 and banned its directors fo...

  • Nov 24, 2011
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Specialist insurer’s “degrading” ad banned by watchdog

A specialist insurance provider has been disciplined by the Advertising Standards Authorit...

  • Oct 05, 2011
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Mortgage broker banned for withholding client files

A mortgage adviser has been banned from conducting regulated activities after he failed to...

  • Sep 14, 2011
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