Tag Result: enforcement
OFT revokes broker’s licence for “deceitful and oppressive” actions
The Office of Fair Trading (OFT) is to revoke the consumer credit licence of Yes Loans Lim...
TSC: Publishing early warning notices a ‘risk to natural justice’
The Treasury Select Committee (TSC) has said allowing the new regulator to publish early w...
FSA strips Scottish IFA of permissions
The FSA has withdrawn the permissions of IFA Duncan Brown & Co LLP to carry on regulated a...
Fraud register to launch in July
The Insurance Fraud Register will go live in July after the Association of British Insurer...
Direct Line and Churchill fined £2.17m for doctoring files
The FSA has fined RBS-owned Direct Line Insurance and Churchill Insurance £2.17m for “i...
Julian Harris’ 98 ARs reassured it is business as usual after FSA fine
Kent-based mortgage and IFA networks Julian Harris has reassured its 98 appointed represen...
Banned broker arrested for property investment “deception”
A banned financial adviser has been arrested for misleading property investors, as part of...
FSA fines non-advised mortgage firm £28k; bans bosses
The FSA has fined non-advised mortgage firm Fastmoney £28,000 and banned its directors fo...
Specialist insurer’s “degrading” ad banned by watchdog
A specialist insurance provider has been disciplined by the Advertising Standards Authorit...
Mortgage broker banned for withholding client files
A mortgage adviser has been banned from conducting regulated activities after he failed to...