Tag Result: financial regulator
Metro Bank faces setback with mortgage AIRB approval
Metro Bank has failed to get approval for its advanced internal rating-based (AIRB) applic...
FCA restricts IFA director over concerns of misappropriated client funds
The director of an independent financial advice firm has been restricted from performing a...
Most advisers see Consumer Duty as just a TCF ‘rebrand’ – Aviva
Financial advisers see the regulator’s incoming Consumer Duty rules as a rebrand of Trea...
Richard Lloyd steps in as interim chair of the FCA
Richard Lloyd (pictured) has become interim chair of the Financial Conduct Authority (FCA)...