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Tag Result: Financial Services Compensation Scheme

FCA gains ability to strike off firms within a month that don’t use regulatory permissions

The FCA will use a three strike method to change or revoke permissions of registered firms...

  • May 19, 2022
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AMI bites back over proposed FCA fee spike and short consultation period

CEO of the Association of Mortgage Intermediaries (AMI) Robert Sinclair has slammed both t...

  • Apr 20, 2021
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Broker FSCS levy drops to £3m

The levy paid by mortgage intermediaries to the Financial Services Compensation Scheme (FS...

  • Jan 16, 2020
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Rise in number and complexity of cases blamed for FSCS levy hike

Regulators expect the Financial Services Compensation Scheme (FSCS) to deal with a rise in...

  • Jan 15, 2020
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Mortgage adviser declared in default by FSCS

A mortgage advice firm is among the latest businesses declared in default by the Financial...

  • Feb 21, 2019
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FSCS: Firms must raise awareness of redress for poor advice to improve trust

The financial services industry must do more to raise awareness among consumers about comp...

  • Nov 16, 2015
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FSCS says interim levies may rise further

Levy payers to the Financial Services Compensation Scheme (FSCS) could face higher interim...

  • Aug 07, 2015
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FCA fines Chase de Vere £560k over Keydata sales

The Financial Conduct Authority (FCA) has fined Chase de Vere Independent Financial Advise...

  • Nov 17, 2014
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Adviser stole £30k from vulnerable clients before fleeing to Portugal

A financial adviser has narrowly escaped prison after stealing £30,000 from a vulnerable ...

  • Nov 17, 2014
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Consumer compensation from failed advice firms approaches £1bn mark

Compensation paid out by the Financial Services Compensation Scheme (FSCS) to customers of...

  • Nov 07, 2014
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