Tag Result: ongoing monitoring
FCA asks firms about advisory changes since Consumer Duty
The Financial Conduct Authority (FCA) has written to financial adviser firms to provide in...
The Exeter produces Consumer Duty ‘jargon buster’ for protection advice
Protection and health provider The Exeter has published a document explaining Consumer Dut...
Brokers must define service scope post-Consumer Duty to clarify ‘ongoing monitoring post-completion’
Brokers will have to be clear about how they the scope of their advice as this could mean ...