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Tag Result: RDR

Altmann: FCA ‘completely messed up’ advice for consumers

Consumers are at risk of buying retirement products they later regret because of confusing...

  • Mar 17, 2015
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SimplyBiz seeks buyers to fund growth

Adviser support services firm SimplyBiz has appointed a corporate adviser to explore its o...

  • Jan 12, 2015
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The FCA’s guide to good and bad practice in ongoing advice

The Financial Conduct Authority (FCA) has outlined a number of good and bad practice scena...

  • Dec 17, 2014
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FCA refers one firm to enforcement over RDR changes

The Financial Conduct Authority has found evidence of increasing professionalism in the fi...

  • Dec 16, 2014
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Financial adviser numbers up 5% on ‘eve of RDR’

The number of financial advisers has risen slightly since the implementation of the Retail...

  • Nov 25, 2014
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Sesame restricted panel providers all deny breaching FCA inducement rules

All seven product providers featured on Sesame's ‘focussed' restricted advice panel have...

  • Nov 06, 2014
  • 0

Sesame: Other firms use ‘pay-to-play’ schemes too

Sesame is "not alone" in selling places on its restricted panel of product providers to th...

  • Oct 31, 2014
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FCA fines Sesame £1.6m for ‘pay-to-play’ arrangements

Sesame, the UK's largest network of financial advisers, has been fined £1.6m by the Finan...

  • Oct 30, 2014
  • 0

FCA ends probe into Partnership distribution deal with adviser

The Financial Conduct Authority (FCA) has discontinued an investigation into whether a dis...

  • Oct 27, 2014
  • 0

LV reveals £96m in protection sales despite industry changes

LV has reported protection sales of £96m in the insurer's interim results for the six mon...

  • Sep 08, 2014
  • 0

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