Tag Result: regulated activity
Three face charges for unauthorised sale-and-rent-back activity
Three people face criminal charges for carrying out regulated sale-and-rent-back activity ...
FCA restricts IFA director over concerns of misappropriated client funds
The director of an independent financial advice firm has been restricted from performing a...
Consumer Duty is ‘single biggest challenge’ this year, says NACFB CEO
The “single biggest challenge” for specialist brokers this year will be Consumer Duty ...