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FCA fines to senior individuals down 40% in four years

Just 18 individuals were fined by the regulator for misconduct, breaches of the rules or f...

  • Apr 22, 2014
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Tax advisers face flurry of claims after HMRC crackdown

A spate of professional negligence claims have been lodged against the promoters of tax av...

  • Apr 19, 2013
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High Court ruling may increase interest-only mis-sales compensation

A High Court ruling is forcing the FSCS to increase what it called an "irrational" £12,00...

  • Oct 18, 2012
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FSA approval time lengthens to six months

Financial service start-ups are facing record wait times for FSA approval, with the averag...

  • Sep 10, 2012
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FSA approval times increase by two weeks

The time taken for the Financial Services Authority (FSA) to authorise new financial servi...

  • Jun 07, 2012
  • 0

FSA crackdown led to 20 police dawn raids in 2011

The FSA conducted over 20 police dawn raids last year, according to data obtained by RPC (...

  • Apr 02, 2012
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FSA wants brokers to pay 100% of any losses from poor advice

The Financial Services Authority (FSA) is pressuring the government to increase the compen...

  • Oct 07, 2011
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Wait for FSA permissions trebled since 2008

The time taken by the Financial Services Authority (FSA) to give financial services firms ...

  • Sep 19, 2011
  • 0

FSA intensifies financial ads clamp-down

The FSA has advised financial groups to withdraw or amend significantly more promotions in...

  • Aug 22, 2011
  • 0

FSA fines treble to £97m

The FSA has trebled the value of fines it collected from financial services businesses in ...

  • Apr 11, 2011
  • 0

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