Tag Result: enforcement
Whistleblowing cases fall for second year – FCA
There were 29 whistleblowing disclosures to the Financial Conduct Authority (FCA) by mortg...
Regulators tighten enforcement regime for industry wrongdoers
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) will a...
Barclays slammed with record £72m fine for poor UK financial crime defences
The Financial Conduct Authority (FCA) has fined Barclays Bank £72,069,400 for failing to ...
FCA hires enforcement chief from Hong Kong regulator
The Financial Conduct Authority (FCA) has looked east for its new head of enforcement, bri...
Fine and ban for ex-Financial network director
The Financial Conduct Authority (FCA) has banned Stephen Bell, the former compliance direc...
FCA bans chartered surveyors firm
The FCA has announced that it has stripped chartered surveyor firm Castle Wildish of its p...
FCA fines Deutsche Bank £4.7m for reporting failures
The Financial Conduct Authority has fined Deutsche Bank £4.7m for incorrectly reporting f...
Almost all FCA fines via settlement deals – research
Some 97% of the £943m in fines collected by the financial regulator between 2010 and 2013...
Insurance broker fined for anti-bribery and corruption failings
The Financial Conduct Authority (FCA) has fined Besso Limited £315,000 for a failure to t...
FCA bans and fines mutual non-executive director
The FCA is set to ban and fine former non-executive director Angela Burns £154,800 for fa...