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Tag Result: enforcement

Insurance broker fined for anti-bribery and corruption failings

The Financial Conduct Authority (FCA) has fined Besso Limited £315,000 for a failure to t...

  • Mar 19, 2014
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FCA bans and fines mutual non-executive director

The FCA is set to ban and fine former non-executive director Angela Burns £154,800 for fa...

  • May 24, 2013
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The FCA changeover – what to expect

The transfer to the Financial Conduct Authority takes place this Easter weekend on Monday ...

  • Mar 28, 2013
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New regulator to name and shame those under enforcement

The incoming Financial Conduct Authority (FCA) has outlined how it plans to use new powers...

  • Mar 19, 2013
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FSA wants power to ban individuals during probes

The Financial Services Authority (FSA) wants the power to ban individuals while it is stil...

  • Jan 30, 2013
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City sackings hit five-year high after FSA crackdown

City sackings and suspensions have hit a five-year high of 1,373 affected workers, accordi...

  • Jan 14, 2013
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FSA censures credit union for £1.2m of illegal loans to church

The Financial Services Authority (FSA) has publicly censured The Pentecostal Credit Union ...

  • Nov 12, 2012
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People’s Poll: When “good” brokers go bad

Last week, despite the fact the long-awaited MMR paper came out, four out of five of our m...

  • Oct 29, 2012
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FSA issues search warrant and arrests banned mortage adviser

The FSA today executed a search warrant at an address in Kent, with the assistance of Kent...

  • Oct 24, 2012
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FCA to speed up consumer redress

Consumers who have suffered financial harm will be compensated quicker through the Financi...

  • Oct 16, 2012
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