You are here: Home - Posts tagged 'enforcement'

Tag Result: enforcement

Enforcement team launched to keep estate and letting agents in check

The National Trading Standards Estate and Letting Agency Team has been launched, a regulat...

  • Apr 18, 2019
  • 0

Guides for landlords detailing council enforcement powers published

The government has published two guides to help crackdown on rogue landlords and reform th...

  • Apr 09, 2019
  • 0

Whistleblowing cases fall for second year – FCA

There were 29 whistleblowing disclosures to the Financial Conduct Authority (FCA) by mortg...

  • Jul 06, 2017
  • 0

Regulators tighten enforcement regime for industry wrongdoers

The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) will a...

  • Feb 01, 2017
  • 0

Barclays slammed with record £72m fine for poor UK financial crime defences

The Financial Conduct Authority (FCA) has fined Barclays Bank £72,069,400 for failing to ...

  • Nov 26, 2015
  • 2

FCA hires enforcement chief from Hong Kong regulator

The Financial Conduct Authority (FCA) has looked east for its new head of enforcement, bri...

  • Jun 05, 2015
  • 0

Fine and ban for ex-Financial network director

The Financial Conduct Authority (FCA) has banned Stephen Bell, the former compliance direc...

  • Mar 13, 2015
  • 0

FCA bans chartered surveyors firm

The FCA has announced that it has stripped chartered surveyor firm Castle Wildish of its p...

  • Oct 13, 2014
  • 0

FCA fines Deutsche Bank £4.7m for reporting failures

The Financial Conduct Authority has fined Deutsche Bank £4.7m for incorrectly reporting f...

  • Aug 28, 2014
  • 0

Almost all FCA fines via settlement deals – research

Some 97% of the £943m in fines collected by the financial regulator between 2010 and 2013...

  • Aug 26, 2014
  • 0

You may also be interested in