Tag Result: regulation
We want broker firms to operate ‘full service model’, LSL’s Howells says
Broker firms will have to become more "holistic" and operate a "full service model" so the...
Over £2trn on table to buy lender back books ahead of Consumer Duty deadline
Around £2.4trn of cash reserves could be leveraged to purchase lenders’ back books ahea...
FCA to up pace and transparency in enforcement cases
The Financial Conduct Authority (FCA) has said it will carry out enforcement cases faster ...
Calls for UK regulator reform
The Industry and Regulators Committee has raised significant concerns over the role of UK ...
Industry will know if it got Consumer Duty right in ‘couple of years’ – Cunnington
Mortgage brokers are already operating within Consumer Duty expectations, but the industry...
Consumer Duty isn’t a ‘once and done exercise’ – FCA
The Financial Conduct Authority (FCA) stressed the importance of continual learning and im...
Brokers share frustration about Consumer Duty and complex vulnerability on Cherry in August
Mortgage advisers discussed the difficulties with addressing client vulnerabilities in acc...
FCA details expectations for insurance providers
The regulator has laid out its priorities for the insurance sector and asked providers to ...
Norton Group hires new compliance director
Marc Howson has been appointed to the role of director of compliance at Norton Group.
Poll: To what extent has Consumer Duty ‘go-live’ changed your working practices?
Consumer Duty regulations have now been in place since the end of July, encouraging greate...