Tag Result: regulation
Mortgage brokers using only a handful of lenders ‘on FCA’s radar’ – AMI
The Financial Conduct Authority (FCA) is aware of mortgage advice firms that have used as ...
Lloyds asks regulators if they understand execution-only makes lending riskier
Lloyd Bank has queried if financial regulators understand that mortgage lenders may become...
Hersch: Regulation is coming – we need higher standards and a code of conduct
It looks like the writing is on the wall and regulation is coming to the short-term commer...
Advisers warned to ‘sit up and take notice’ of incoming SM&CR regulations – Accord podcast
Broker firms are not ready for the incoming Senior Management and Certification Regime (SC...
TMW biggest threat to OSB and Charter Court on limited company BTL lending – CMA
The competition regulator believes The Mortgage Works (TMW) will prove the biggest competi...
CMA: Brokers approve OSB-Charter Court merger and praise service
Brokers raised no concerns when responding to the Competition and Markets Authority (CMA) ...
FCA bans advert and visits 20 CMCs over ‘widespread poor-practice’
The Financial Conduct Authority (FCA) has issued a warning to claims management companies ...
Regulator censures Santander and RBS over mortgage PPI failings
The Competition and Markets Authority (CMA) has taken action against Santander and Royal B...
Brokers get chance to grill FCA over execution-only
Mortgage brokers will have the chance to grill the Financial Conduct Authority (FCA) over ...
FCA urged to start recording calls with supervised firms
The regulator should look into recording calls it has with firms that fall under its super...
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