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Tag Result: regulation

Start-up BTL lender Monument receives banking license

Start-up lender Monument has received its provisional banking licence meaning it can take ...

  • Oct 08, 2020
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FCA wants data analytics to help identify vulnerable customers and prevent fraud

The Financial Conduct Authority (FCA) is focussing on preventing fraud and scams and suppo...

  • Oct 05, 2020
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Advisers could reclaim GI market as FCA rules kick-in – Schulthiess

The Financial Conduct Authority’s (FCA) general insurance pricing paper which announced ...

  • Oct 05, 2020
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FCA warns about network oversight of ARs across financial services

The Financial Conduct Authority (FCA) has highlighted concerns with the way networks are o...

  • Sep 30, 2020
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Engaging with regulators brought progress – Vic Jannels

As you may have read in the press, we’ve been very busy at the ASTL in recent months, es...

  • Sep 29, 2020
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Mortgage prisoners will find it tougher to escape costly deals – FCA

The Financial Conduct Authority (FCA) appears to be stepping down its demand for the regul...

  • Sep 29, 2020
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UK banks not taking money laundering seriously enough – FCA

The city regulator has accused the UK’s banks and financial institutions of not taking m...

  • Sep 24, 2020
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Bridging sourcing system needed before dedicated adviser exam – Khadr

A dedicated bridging advice qualification would not be viable until sourcing systems are a...

  • Sep 22, 2020
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FCA complaints compensation should come from exec bonuses – Sinclair

Compensation payments for complaints about the Financial Conduct Authority (FCA) should co...

  • Sep 22, 2020
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FCA will have ‘painful lessons’ to learn from regulatory failings – Woolard

The Financial Conduct Authority (FCA) will have “painful lessons” which it must learn ...

  • Sep 21, 2020
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