Tag Result: Compliance
ERC creates risk and compliance team to uphold consumer protections
The Equity Release Council (ERC) is creating a risk, policy and compliance team to help ma...
‘We’re still waiting for lenders to adopt FCA coronavirus recommendations’ – Marketwatch
Social distancing means conducting business in a way that adheres to rules and regulations...
Focusing on customer outcomes is good but rules should already do that – poll results
Brokers agree that the Financial Conduct Authority (FCA) should shift its focus to consume...
Poll: Is the FCA right to consider prioritising customer outcomes over compliance?
The Financial Conduct Authority (FCA) is proposing an overhaul of its regulatory approach,...
Smartr365 adds automated compliance letters and moves office
Smartr365 has introduced an automated suitability letter system that it believes will sign...
FCA urged to start recording calls with supervised firms
The regulator should look into recording calls it has with firms that fall under its super...
Simplybiz Group buys Defaqto for £74.3m
Compliance and business services provider Simplybiz has bought ratings and technology firm...
Water supply fail at new FCA office interrupts workflow
The City watchdog had to abandon its new Stratford offices yesterday after the water suppl...
Ex-FCA advice director Linda Woodall has passed away
The Financial Conduct Authority has confirmed that former FCA director Linda Woodall died ...
FCA previews digital compliance reporting for mortgage brokers and lenders
The Financial Conduct Authority (FCA) is offering mortgage brokers and lenders the chance ...
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How many of the three main protection policies most commonly used, term life assurance, critical illness (CI) and income protection (IP) do you personally have?
