Tag Result: Compliance
Poll: Brokers, have you recently considered changing your regulatory status?
Being directly authorised (DA) or an appointed representative (AR) has long been an ongoin...
FCA tells lenders to not treat politically exposed persons unfairly
Banks, payment firms and lenders have been told by the regulator to make sure parliamentar...
April Mortgages hires Burke as director of risk and compliance
Long-term fixed rate lender April Mortgages has appointed Stephanie Burke as its director ...
Fintel completes £14.6m Threesixty acquisition
Fintel, parent company of SimplyBiz, has completed its acquisition of Threesixty from Abrd...
Access FS appoints Lock as compliance director
Mortgage and protection firm Access Financial Services (Access FS) has appointed Jeremy Lo...
MQube adds compliance support to AI-backed marketing tool
MQube has enhanced its Marketing Genius tool to include a feature to help brokers with the...
LLLE 2024: Consumer Duty ‘changes the game’ on vulnerability
Consumer Duty has changed the way customer vulnerability should be viewed as it puts the o...
Industry will know if it got Consumer Duty right in ‘couple of years’ – Cunnington
Mortgage brokers are already operating within Consumer Duty expectations, but the industry...
The Right Mortgage and Protection Network hires compliance manager
The Right Mortgage and Protection Network has appointed Joanne Measures (pictured) as its ...
Are banks and lenders going far enough on vulnerability? – Gething
With the arrival of Consumer Duty – which came into force back in July – all areas of ...