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Tag Result: Compliance

‘We’re still waiting for lenders to adopt FCA coronavirus recommendations’ – Marketwatch

Social distancing means conducting business in a way that adheres to rules and regulations...

  • Apr 22, 2020
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Focusing on customer outcomes is good but rules should already do that – poll results

Brokers agree that the Financial Conduct Authority (FCA) should shift its focus to consume...

  • Nov 20, 2019
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Poll: Is the FCA right to consider prioritising customer outcomes over compliance?

The Financial Conduct Authority (FCA) is proposing an overhaul of its regulatory approach,...

  • Oct 22, 2019
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Smartr365 adds automated compliance letters and moves office

Smartr365 has introduced an automated suitability letter system that it believes will sign...

  • Sep 02, 2019
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FCA urged to start recording calls with supervised firms

The regulator should look into recording calls it has with firms that fall under its super...

  • Aug 07, 2019
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Simplybiz Group buys Defaqto for £74.3m

Compliance and business services provider Simplybiz has bought ratings and technology firm...

  • Mar 20, 2019
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Water supply fail at new FCA office interrupts workflow

The City watchdog had to abandon its new Stratford offices yesterday after the water suppl...

  • Oct 18, 2018
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Ex-FCA advice director Linda Woodall has passed away

The Financial Conduct Authority has confirmed that former FCA director Linda Woodall died ...

  • Oct 09, 2018
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FCA previews digital compliance reporting for mortgage brokers and lenders

The Financial Conduct Authority (FCA) is offering mortgage brokers and lenders the chance ...

  • Aug 16, 2018
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FOS and FCA should consult on new levy for ombudsman, review finds

The Financial Ombudsman Service (FOS) and Financial Conduct Authority (FCA) should conside...

  • Jul 12, 2018
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