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Tag Result: Compliance

Poll: Brokers, have you recently considered changing your regulatory status?

Being directly authorised (DA) or an appointed representative (AR) has long been an ongoin...

  • Aug 23, 2024
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FCA tells lenders to not treat politically exposed persons unfairly

Banks, payment firms and lenders have been told by the regulator to make sure parliamentar...

  • Jul 18, 2024
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April Mortgages hires Burke as director of risk and compliance

Long-term fixed rate lender April Mortgages has appointed Stephanie Burke as its director ...

  • Jul 17, 2024
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Fintel completes £14.6m Threesixty acquisition

Fintel, parent company of SimplyBiz, has completed its acquisition of Threesixty from Abrd...

  • Jul 03, 2024
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Access FS appoints Lock as compliance director

Mortgage and protection firm Access Financial Services (Access FS) has appointed Jeremy Lo...

  • May 14, 2024
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MQube adds compliance support to AI-backed marketing tool

MQube has enhanced its Marketing Genius tool to include a feature to help brokers with the...

  • Apr 24, 2024
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LLLE 2024: Consumer Duty ‘changes the game’ on vulnerability

Consumer Duty has changed the way customer vulnerability should be viewed as it puts the o...

  • Feb 07, 2024
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Industry will know if it got Consumer Duty right in ‘couple of years’ – Cunnington

Mortgage brokers are already operating within Consumer Duty expectations, but the industry...

  • Dec 22, 2023
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The Right Mortgage and Protection Network hires compliance manager

The Right Mortgage and Protection Network has appointed Joanne Measures (pictured) as its ...

  • Oct 24, 2023
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Are banks and lenders going far enough on vulnerability? – Gething

With the arrival of Consumer Duty – which came into force back in July – all areas of ...

  • Sep 22, 2023
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