You are here: Home - Posts tagged 'enforcement' (Page 3)

Tag Result: enforcement

The FCA changeover – what to expect

The transfer to the Financial Conduct Authority takes place this Easter weekend on Monday ...

  • Mar 28, 2013
  • 0

New regulator to name and shame those under enforcement

The incoming Financial Conduct Authority (FCA) has outlined how it plans to use new powers...

  • Mar 19, 2013
  • 0

FSA wants power to ban individuals during probes

The Financial Services Authority (FSA) wants the power to ban individuals while it is stil...

  • Jan 30, 2013
  • 0

City sackings hit five-year high after FSA crackdown

City sackings and suspensions have hit a five-year high of 1,373 affected workers, accordi...

  • Jan 14, 2013
  • 0

FSA censures credit union for £1.2m of illegal loans to church

The Financial Services Authority (FSA) has publicly censured The Pentecostal Credit Union ...

  • Nov 12, 2012
  • 0

People’s Poll: When “good” brokers go bad

Last week, despite the fact the long-awaited MMR paper came out, four out of five of our m...

  • Oct 29, 2012
  • 0

FSA issues search warrant and arrests banned mortage adviser

The FSA today executed a search warrant at an address in Kent, with the assistance of Kent...

  • Oct 24, 2012
  • 0

FCA to speed up consumer redress

Consumers who have suffered financial harm will be compensated quicker through the Financi...

  • Oct 16, 2012
  • 0

FSA bans and fines former HBOS executive £500k

The Financial Services Authority (FSA) has banned former HBOS executive Peter Cummings and...

  • Sep 13, 2012
  • 0

Don’t promote bridging finance as alternative to SRB, warns FSA

The Financial Services Authority has warned it will take action against firms who promote ...

  • Aug 20, 2012
  • 0

You may also be interested in