Tag Result: enforcement
The FCA changeover – what to expect
The transfer to the Financial Conduct Authority takes place this Easter weekend on Monday ...
New regulator to name and shame those under enforcement
The incoming Financial Conduct Authority (FCA) has outlined how it plans to use new powers...
FSA wants power to ban individuals during probes
The Financial Services Authority (FSA) wants the power to ban individuals while it is stil...
City sackings hit five-year high after FSA crackdown
City sackings and suspensions have hit a five-year high of 1,373 affected workers, accordi...
FSA censures credit union for £1.2m of illegal loans to church
The Financial Services Authority (FSA) has publicly censured The Pentecostal Credit Union ...
People’s Poll: When “good” brokers go bad
Last week, despite the fact the long-awaited MMR paper came out, four out of five of our m...
FSA issues search warrant and arrests banned mortage adviser
The FSA today executed a search warrant at an address in Kent, with the assistance of Kent...
FCA to speed up consumer redress
Consumers who have suffered financial harm will be compensated quicker through the Financi...
FSA bans and fines former HBOS executive £500k
The Financial Services Authority (FSA) has banned former HBOS executive Peter Cummings and...
Don’t promote bridging finance as alternative to SRB, warns FSA
The Financial Services Authority has warned it will take action against firms who promote ...