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Tag Result: fines

Fine and ban for ex-Financial network director

The Financial Conduct Authority (FCA) has banned Stephen Bell, the former compliance direc...

  • Mar 13, 2015
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FCA to review fine volume after record-breaking year

The Financial Conduct Authority (FCA) is to review how and how much it fines businesses am...

  • Dec 08, 2014
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Police to consider further action against Wonga

The City of London Police is to consider further action against payday loan firm Wonga fol...

  • Jun 30, 2014
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Exclusive: 112 mortgage ‘professionals’ banned since 2006

The Financial Conduct Authority has banned more than 100 individuals from the mortgage ind...

  • Jun 02, 2014
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Upper Tribunal upholds £80k fine for ‘dishonest’ mortgage broker

The Upper Tribunal has upheld a decision by the Financial Conduct Authority (FCA) to fine ...

  • Apr 25, 2014
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Chester broker banned and fined for mis-handling client premiums

The director of a Chester-based insurance broker has been banned from undertaking any regu...

  • Apr 03, 2014
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More than 5,000 suspensions in financial services since crisis

More than 5,000 financial advisers, brokers and bankers have been sacked or suspended sinc...

  • Feb 11, 2014
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Ex-B&B finance director hit with £30k fine for conduct failings

The Financial Conduct Authority (FCA) has fined Christopher Willford, the former finance d...

  • Dec 12, 2013
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FCA cancels adviser’s permissions for failing to pay £21k in fees

The Financial Conduct Authority (FCA) has canceled the permissions of Cardiff-based financ...

  • Aug 22, 2013
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FCA slams banks with £13m money laundering fine

The Financial Conduct Authority has fined four banks more than £13m in the past two years...

  • Jul 25, 2013
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