Tag Result: fines
RBS faces half a billion dollar fine over false mortgage statements
A US judge has ruled that Royal Bank of Scotland and Japanese bank Nomura took part in an ...
Fine and ban for ex-Financial network director
The Financial Conduct Authority (FCA) has banned Stephen Bell, the former compliance direc...
FCA to review fine volume after record-breaking year
The Financial Conduct Authority (FCA) is to review how and how much it fines businesses am...
Police to consider further action against Wonga
The City of London Police is to consider further action against payday loan firm Wonga fol...
Exclusive: 112 mortgage ‘professionals’ banned since 2006
The Financial Conduct Authority has banned more than 100 individuals from the mortgage ind...
Upper Tribunal upholds £80k fine for ‘dishonest’ mortgage broker
The Upper Tribunal has upheld a decision by the Financial Conduct Authority (FCA) to fine ...
Chester broker banned and fined for mis-handling client premiums
The director of a Chester-based insurance broker has been banned from undertaking any regu...
More than 5,000 suspensions in financial services since crisis
More than 5,000 financial advisers, brokers and bankers have been sacked or suspended sinc...
Ex-B&B finance director hit with £30k fine for conduct failings
The Financial Conduct Authority (FCA) has fined Christopher Willford, the former finance d...
FCA cancels adviser’s permissions for failing to pay £21k in fees
The Financial Conduct Authority (FCA) has canceled the permissions of Cardiff-based financ...