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Tag Result: fines

FCA slams banks with £13m money laundering fine

The Financial Conduct Authority has fined four banks more than £13m in the past two years...

  • Jul 25, 2013
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FSA fines soared 450% in its final year

The Financial Services Authority handed out fines totaling more than £400m in the last ye...

  • Jul 10, 2013
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Sesame: FCA fine will not make us raise membership fees

IFA network Sesame has said it remains in a 'strong' financial position and will not incre...

  • Jun 05, 2013
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FCA fines and bans mortgage adviser

The FCA has fined and banned a sole trader for arranging mortgages without permission and ...

  • Jun 05, 2013
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Mortgage industry most frequently fined for fraud

Regulators have fined companies and top bosses about £1bn for fraudulent activities since...

  • Apr 02, 2013
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Prudential fined £30m by FSA

The Financial Services Authority (FSA) has issued a £30m fine to Prudential Group for bre...

  • Mar 27, 2013
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FSA bans and fines ‘reckless’ broker

The Financial Services Authority (FSA) has banned an insurance broker and issued a fine of...

  • Jan 15, 2013
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FSA forces new rules on HSBC after record fine

The Financial Services Authority (FSA) is forcing HSBC to improve its money laundering saf...

  • Dec 12, 2012
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UK banks hit with record $2.5bn in US fines

HSBC and Standard Chartered have agreed record settlements over money laundering allegatio...

  • Dec 11, 2012
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FSA tip-offs see 276% spike since downturn

Incidences of whistle-blowing to the Financial Services Authority (FSA) have increased mar...

  • Oct 31, 2012
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