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FSA fines and bans IFA Adrian Mark Mosley

The Financial Services Authority (FSA) has fined Adrian Mark Mosley of Mosley & Company £...

  • Jul 30, 2012
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Barclays hit with record FSA £59.5m fine over LIBOR failings

Barclays has been slapped with the largest-ever fine by the FSA and a huge penalty by the ...

  • Jun 27, 2012
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FSA bans and fines Scottish adviser £335,204 for insurance fraud

The Financial Services Authority (FSA) has fined Donald McKee Morgan £335,204 for committ...

  • May 11, 2012
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Megafine! The 10 largest FSA fines ever

This week the Financial Services Authority hit private bank Coutts with an £8.75m fine af...

  • Mar 28, 2012
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FSA fines Queen’s bank £8.8m for failing to protect ‘high risk’ clients

The Financial Services Authority (FSA) has fined Coutts & Company £8.75m for failing to t...

  • Mar 26, 2012
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Former JC Flowers UK chief fined £2.9m

The FSA has fined Ravi Shankar Sinha, the former CEO of JC Flowers & Co UK, £2.867m for f...

  • Jan 31, 2012
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Insurer fined £2.8m over ‘high risk’ commission driven staff

The Financial Services Authority (FSA) has fined Combined Insurance Company of America (CI...

  • Dec 19, 2011
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Mortgage broker appeals slammed with higher FSA fines

Two fraudulent mortgage advisers who appealed fines by the regulator, were hit with higher...

  • Oct 11, 2011
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FSA enforcement “targeting” retail sector

The retail sector is bearing the brunt of FSA fines, in an indication that it is being tar...

  • Sep 07, 2011
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Fined broker “still in business” despite lifetime ban

Following a lifetime ban from the Financial Services Authority last week, a Scottish mortg...

  • Apr 26, 2011
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