Tag Result: fines
FSA bans and fines former director of sub-prime lender £100k
The Financial Services Authority (FSA) has issued a former director of a sub-prime lender ...
FSA fines and bans IFA Adrian Mark Mosley
The Financial Services Authority (FSA) has fined Adrian Mark Mosley of Mosley & Company £...
Barclays hit with record FSA £59.5m fine over LIBOR failings
Barclays has been slapped with the largest-ever fine by the FSA and a huge penalty by the ...
FSA bans and fines Scottish adviser £335,204 for insurance fraud
The Financial Services Authority (FSA) has fined Donald McKee Morgan £335,204 for committ...
Megafine! The 10 largest FSA fines ever
This week the Financial Services Authority hit private bank Coutts with an £8.75m fine af...
FSA fines Queen’s bank £8.8m for failing to protect ‘high risk’ clients
The Financial Services Authority (FSA) has fined Coutts & Company £8.75m for failing to t...
Former JC Flowers UK chief fined £2.9m
The FSA has fined Ravi Shankar Sinha, the former CEO of JC Flowers & Co UK, £2.867m for f...
Insurer fined £2.8m over ‘high risk’ commission driven staff
The Financial Services Authority (FSA) has fined Combined Insurance Company of America (CI...
Mortgage broker appeals slammed with higher FSA fines
Two fraudulent mortgage advisers who appealed fines by the regulator, were hit with higher...
FSA enforcement “targeting” retail sector
The retail sector is bearing the brunt of FSA fines, in an indication that it is being tar...