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Tag Result: fines

FCA gains ability to strike off firms within a month that don’t use regulatory permissions

The FCA will use a three strike method to change or revoke permissions of registered firms...

  • May 19, 2022
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Five firms fined £400,000 for making ‘predatory’ phone calls to the elderly

The marketing phone calls selling insurance targeted people aged over 60 who owned their h...

  • Mar 16, 2022
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FCA fines Barclays £783,800 in Premier FX case

The Financial Conduct Authority (FCA) has fined Barclays Bank £783,800 for failing to pro...

  • Feb 28, 2022
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Total fines for London-based landlords and letting agents breach £7m

London-based landlords and letting agents have incurred £7.1m in fines since the rogue la...

  • Nov 23, 2021
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Santander fined £32.8m for ‘serious’ probate and bereavement failings

Santander has been fined £32.8m by the Financial Conduct Authority (FCA) for “serious f...

  • Dec 19, 2018
  • 0

Singapore slaps Standard Chartered with anti-money laundering and terrorism fines

Standard Chartered Bank and Standard Chartered Trust were fined a combined £3.46m (S$6.4m...

  • Mar 19, 2018
  • 0

Capita Financial Managers to pay up to £66m compensation to wronged Connaught investors

The Financial Conduct Authority (FCA) has announced that Capita Financial Managers Limited...

  • Nov 10, 2017
  • 0

Value of FCA fines down 38% to £905m

The total value of fines imposed by the Financial Conduct Authority fell 38% to £905m in ...

  • Dec 17, 2015
  • 3

Barclays’ profitability remains weak – Moody’s

Despite ‘measurable’ improvements to Barclays risk profile and balance sheet since 201...

  • Aug 14, 2015
  • 0

RBS faces half a billion dollar fine over false mortgage statements

A US judge has ruled that Royal Bank of Scotland and Japanese bank Nomura took part in an ...

  • May 12, 2015
  • 0

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