Tag Result: fines

FCA gains ability to strike off firms within a month that don’t use regulatory permissions
The FCA will use a three strike method to change or revoke permissions of registered firms...

Five firms fined £400,000 for making ‘predatory’ phone calls to the elderly
The marketing phone calls selling insurance targeted people aged over 60 who owned their h...

FCA fines Barclays £783,800 in Premier FX case
The Financial Conduct Authority (FCA) has fined Barclays Bank £783,800 for failing to pro...

Total fines for London-based landlords and letting agents breach £7m
London-based landlords and letting agents have incurred £7.1m in fines since the rogue la...

Santander fined £32.8m for ‘serious’ probate and bereavement failings
Santander has been fined £32.8m by the Financial Conduct Authority (FCA) for “serious f...

Singapore slaps Standard Chartered with anti-money laundering and terrorism fines
Standard Chartered Bank and Standard Chartered Trust were fined a combined £3.46m (S$6.4m...

Capita Financial Managers to pay up to £66m compensation to wronged Connaught investors
The Financial Conduct Authority (FCA) has announced that Capita Financial Managers Limited...

Value of FCA fines down 38% to £905m
The total value of fines imposed by the Financial Conduct Authority fell 38% to £905m in ...

Barclays’ profitability remains weak – Moody’s
Despite ‘measurable’ improvements to Barclays risk profile and balance sheet since 201...

RBS faces half a billion dollar fine over false mortgage statements
A US judge has ruled that Royal Bank of Scotland and Japanese bank Nomura took part in an ...