Tag Result: Regulators
FSA fines soared 450% in its final year
The Financial Services Authority handed out fines totaling more than £400m in the last ye...
Whistleblowers flag 6,000 unauthorised activities a year – FSA
The Financial Services Authority received roughly 6,000 reports each year about unauthoris...
Martin Wheatley on £650k pay package
Financial Conduct Authority chief executive Martin Wheatley received a remuneration packag...
APFA: FCA must make running advisory firms easier
The Association of Professional Financial Advisers (APFA) has warned the regulator that co...
Co-op challenged over capital-raising plans
Hundreds of Co-operative Bank bondholders, who face losing at least 30% of their investmen...
FCA warns advisers on incentive scheme compliance
The Financial Conduct Authority (FCA) is stepping up efforts to clamp down on firms' finan...
FCA begins MMR readiness tests
The Financial Conduct Authority (FCA) has begun tracking intermediaries' and lenders' prog...
Public ‘let down’ as govt rejects regulation of will-writing
The government has rejected proposals to regulate the practice of will-writing, following ...
Regulator steps in over RBS mis-selling case
The Financial Conduct Authority (FCA) has intervened in a test case in which the Royal Ban...
Santander obliged to contact 270,000 borrowers over SVR change
Santander UK is to contact more than 270,000 mortgage customers after raising the cap on i...