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Brexit offers ‘opportunity’ to review conduct rules ‒ Bailey
The Financial Conduct Authority plans to reconsider how it regulates the conduct of people...
FCA to extend Senior Managers and Certification Regime to solo-regulated firms
The Financial Conduct Authority (FCA) will be extending the Senior Managers and Certificat...
FCA’s conduct regime will cover vast majority of claims management company staff
The Financial Conduct Authority (FCA) plans to extend its Senior Manager and Certification...
FSE: Senior managers could drop approved persons off FCA register
Advisers at yesterday's Financial Services Expo (FSE) in London voiced concern to regulato...
Senior Managers regime will affect 72,000 executives
The Financial Conduct Authority (FCA) has confirmed that proposals to extend the Senior Ma...
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