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SM&CR expands to authorised firms as AR exclusion criticised

The Financial Conduct Authority’s (FCA) Senior Managers and Certification Regime (SM&...

  • Dec 09, 2019
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Lack of mortgage broker engagement with SM&CR ‘really scares me’ – Sinclair

The Association of Mortgage Intermediaries (AMI) has warned that a lack of understanding a...

  • Oct 29, 2019
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Five key points to becoming SM&CR ready – TMA

Advisers looking to ensure that their firm is compliant with the upcoming Senior Managers ...

  • Oct 11, 2019
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SM&CR is ‘not a massive change’ for compliant firms – analysis

Brokers have welcomed the incoming Senior Managers and Certification Regime (SM&CR) as...

  • Sep 27, 2019
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Paradigm launches guide to Senior Managers and Certification Regime for DAs

Paradigm Mortgage Services has launched a free guide for all directly authorised (DA) advi...

  • Mar 18, 2019
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Bankhall launches Senior Managers and Certification Regime support hub

Bankhall has launched a support hub covering the Senior Managers and Certification Regime ...

  • Feb 08, 2019
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FCA confirms new rules for CMCs to boost consumer protection

All claims management companies (CMCs) from April 2019 will be subject to a series of chan...

  • Dec 17, 2018
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FCA’s conduct regime will cover vast majority of claims management company staff

The Financial Conduct Authority (FCA) plans to extend its Senior Manager and Certification...

  • Sep 21, 2018
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FCA clarifies ‘rigorous’ pursuit of accountability and expectations on integrity

The Financial Conduct Authority (FCA) has detailed its approach to supervising regulated f...

  • Mar 21, 2018
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FCA launches three consultations in extension of senior managers’ regime

Industry watchdog, the Financial Conduct Authority (FCA) has published three consultation ...

  • Dec 13, 2017
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