You are here: Home - Posts tagged 'Senior Managers and Certification Regime (SM&CR)'

Tag Result: Senior Managers and Certification Regime (SM&CR)

Paradigm launches guide to Senior Managers and Certification Regime for DAs

Paradigm Mortgage Services has launched a free guide for all directly authorised (DA) advi...

  • Mar 18, 2019
  • 0

Bankhall launches Senior Managers and Certification Regime support hub

Bankhall has launched a support hub covering the Senior Managers and Certification Regime ...

  • Feb 08, 2019
  • 0

FCA confirms new rules for CMCs to boost consumer protection

All claims management companies (CMCs) from April 2019 will be subject to a series of chan...

  • Dec 17, 2018
  • 0

FCA’s conduct regime will cover vast majority of claims management company staff

The Financial Conduct Authority (FCA) plans to extend its Senior Manager and Certification...

  • Sep 21, 2018
  • 0

FCA clarifies ‘rigorous’ pursuit of accountability and expectations on integrity

The Financial Conduct Authority (FCA) has detailed its approach to supervising regulated f...

  • Mar 21, 2018
  • 0

FCA launches three consultations in extension of senior managers’ regime

Industry watchdog, the Financial Conduct Authority (FCA) has published three consultation ...

  • Dec 13, 2017
  • 0

Without credible strategy, advice firms could fall foul of Senior Managers regime, warns consultant

At the Legal and General Mortgage Club Live conference in London a compliance consultant w...

  • Oct 05, 2017
  • 0

FSE: FCA wants to extend senior managers regime to ARs

The Financial Conduct Authority (FCA) has revealed it would like to apply the incoming Sen...

  • Sep 13, 2017
  • 0

Senior Managers regime: What is the FCA proposing?

The Financial Conduct Authority (FCA) has published its proposals for replacing the curren...

  • Jul 26, 2017
  • 0

FCA releases plans to replace Approved Persons Regime

The Financial Conduct Authority (FCA) has published details of how it proposes to extend t...

  • Jul 26, 2017
  • 0

You may also be interested in

  • Congratulations to all those Lenders who have made the 2019 shortlist for the L&G Mortgage Club Awards… https://t.co/iyQJHI2aBT
  • Vote now in our poll: Are you working harder than ever to demonstrate your client value? - Mortgage Solutions… https://t.co/mWIWInGgpu
  • Congratulations to our finalists for Business Leader: Intermediary Lender (less than £5bn gross lending p.a) -… https://t.co/A6frxEHeiy