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FCA’s conduct regime will cover vast majority of claims management company staff

The Financial Conduct Authority (FCA) plans to extend its Senior Manager and Certification...

  • Sep 21, 2018
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FCA clarifies ‘rigorous’ pursuit of accountability and expectations on integrity

The Financial Conduct Authority (FCA) has detailed its approach to supervising regulated f...

  • Mar 21, 2018
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FCA launches three consultations in extension of senior managers’ regime

Industry watchdog, the Financial Conduct Authority (FCA) has published three consultation ...

  • Dec 13, 2017
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Without credible strategy, advice firms could fall foul of Senior Managers regime, warns consultant

At the Legal and General Mortgage Club Live conference in London a compliance consultant w...

  • Oct 05, 2017
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FSE: FCA wants to extend senior managers regime to ARs

The Financial Conduct Authority (FCA) has revealed it would like to apply the incoming Sen...

  • Sep 13, 2017
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Senior Managers regime: What is the FCA proposing?

The Financial Conduct Authority (FCA) has published its proposals for replacing the curren...

  • Jul 26, 2017
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FCA releases plans to replace Approved Persons Regime

The Financial Conduct Authority (FCA) has published details of how it proposes to extend t...

  • Jul 26, 2017
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Affordability can be deceptive, says FCA

Lenders must reconsider affordability as consumer credit grows, the FCA director of superv...

  • Mar 30, 2017
  • 2

What did you miss? The top 10 stories on Mortgage Solutions this week

In a week that the Budget delivered little for the mortgage market, it was compliance risk...

  • Mar 10, 2017
  • 0

In-branch mortgage advisers start Senior Managers Regime today

Mortgage advisers in institutions already covered by the Financial Conduct Authority’s (...

  • Mar 07, 2017
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