Tag Result: Senior Managers and Certification Regime (SM&CR)
Bankhall launches Senior Managers and Certification Regime support hub
Bankhall has launched a support hub covering the Senior Managers and Certification Regime ...
FCA confirms new rules for CMCs to boost consumer protection
All claims management companies (CMCs) from April 2019 will be subject to a series of chan...
FCA’s conduct regime will cover vast majority of claims management company staff
The Financial Conduct Authority (FCA) plans to extend its Senior Manager and Certification...
FCA clarifies ‘rigorous’ pursuit of accountability and expectations on integrity
The Financial Conduct Authority (FCA) has detailed its approach to supervising regulated f...
FCA launches three consultations in extension of senior managers’ regime
Industry watchdog, the Financial Conduct Authority (FCA) has published three consultation ...
Without credible strategy, advice firms could fall foul of Senior Managers regime, warns consultant
At the Legal and General Mortgage Club Live conference in London a compliance consultant w...
FSE: FCA wants to extend senior managers regime to ARs
The Financial Conduct Authority (FCA) has revealed it would like to apply the incoming Sen...
Senior Managers regime: What is the FCA proposing?
The Financial Conduct Authority (FCA) has published its proposals for replacing the curren...
FCA releases plans to replace Approved Persons Regime
The Financial Conduct Authority (FCA) has published details of how it proposes to extend t...
Affordability can be deceptive, says FCA
Lenders must reconsider affordability as consumer credit grows, the FCA director of superv...