Mortgage News
Below the radar – avoiding extra FSA scrutiny
Bankhall has urged advisers to review their systems and controls, as the FSA ramps up its scrutiny of firms’ processes.
Name five things that brokers should make a priority in the next six months to stave off unwanted attention from the regulator.
Offering their opinion in Market Watch this week are:
Ben Thompson, managing director of Legal and General Mortgage Club
Nick Kelly, managing director of compliance support services provider Bankhall
Jon Round, chief executive of First Complete
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What mortgage and protection advisers should take from the FCA’s AI stance
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