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FSE: Senior managers could drop approved persons off FCA register

Advisers at yesterday's Financial Services Expo (FSE) in London voiced concern to regulato...

  • Sep 14, 2017
  • 0

Calls to FCA’s whistleblower hotline jump 23% in a year

The number of calls to the Financial Conduct Authority's (FCA) ‘whistleblower hotline' t...

  • Nov 18, 2013
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FSA concerned over PPI-complaint handling behaviour

The FSA has approved consultation on Financial Ombudsman Service proposals to increase PPI...

  • Feb 26, 2013
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FSA under pressure over approved persons regime – reports

The Financial Services Authority is considering making major 'radical changes' to its appr...

  • Dec 10, 2012
  • 0

The listening regulator

It is clear from the final Rules published that FSA has listened a lot and moved a long wa...

  • Oct 25, 2012
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MMR: FSA clarifies scope of advice proposals

The Financial Services Authority (FSA) has confirmed it is removing the non-advised sales ...

  • Oct 25, 2012
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FSA extends delay on approved persons regime

The Financial Services Authority has further delayed the introduction of the approved pers...

  • Oct 04, 2012
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FSA fines and bans IFA Adrian Mark Mosley

The Financial Services Authority (FSA) has fined Adrian Mark Mosley of Mosley & Company £...

  • Jul 30, 2012
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FSA-approved friends: Lenders want to know you better

Over the first few weeks of this year, it was easy to see what most lenders got for Christ...

  • Feb 14, 2012
  • 0

FSA kicks approved persons into long grass

The FSA has further delayed the introduction of the approved persons regime for mortgage s...

  • Feb 10, 2012
  • 0

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