Tag Result: compliance checks
A compliance refresh will lighten unavoidable market stress – Hunt
Two things caught my eye this month that I think could be related and are indicative of th...
The Right Mortgage and Protection Network hires compliance manager
The Right Mortgage and Protection Network has appointed Joanne Measures (pictured) as its ...
Politically exposed persons: A digital approach for unbiased risk management – Cheek
The term PEP (politically exposed person) is often used to refer to heads of state, govern...
MBT Affordability integrates with MPowered Mortgages
Mortgage Broker Tools (MBT) has integrated its affordability research platform with MPower...
The Right DA Club hires Howard as head of regulatory support
The Right DA Club has appointed Steven Howard (pictured) as its head of regulatory support...
Regulated firms need to make anti-money laundering the focus in 2023 – SmartSearch
Now is the perfect time to make an impactful if somewhat belated New Year’s resolution f...
Firms should be able to obtain broker references from regulators and providers – Wilkinson
There are a lot of very good mortgage brokers in this industry and a refreshing number of ...
Most firms ready for Consumer Duty but some falling behind, warns FCA
The Financial Conduct Authority (FCA) has reviewed how firms are planning to implement Con...
Gatehouse Bank fined £1.5m for weak anti-money laundering checks
The Financial Conduct Authority (FCA) has fined Gatehouse Bank Plc £1.5m for “significa...
Nearly fifth of regulated firms don’t check new customers against sanctions lists
Around 17 per cent of regulated firms have said that they do not check customers against s...