Tag Result: enforcement
FOS proposes to name and shame firms
The Financial Ombudsman Service (FOS) will not seek to redact the names of businesses when...
CII warns of creeping FCA powers
The Chartered Insurance Institute (CII) has called for more consultation on the Financial ...
Fifth mortgage lender fined by FSA
The FSA has fined Essex-based sub-prime mortgage lender Swift 1st Ltd £630,000 for unfair...
FSA enforcement “targeting” retail sector
The retail sector is bearing the brunt of FSA fines, in an indication that it is being tar...
FSA to issue first ‘health alert’ product warning soon
The FSA is set to publish its first "health alert" shortly to warn about risky financial p...
Banned brokers and fraud: the FSA has its say
In the MS One to One, the FSA's strategy specialist for financial crime and intelligence, ...
ABI to fund police fraud unit
An insurance fraud police unit is to be set-up, paid for through a police-private sector p...
Broker’s £1.7m libel case against FSA thrown out
A mortgage broker who tried to sue the Financial Services Authority (FSA) for £1.67m has ...
FSA bans two insurance brokers for misconduct
The Financial Services Authority (FSA) has banned two insurance brokers for misconduct, in...
Enforcement action will increase under FCA
The FSA’s strong activity in enforcement will increase under the Financial Conduct Autho...