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Tag Result: enforcement

FOS proposes to name and shame firms

The Financial Ombudsman Service (FOS) will not seek to redact the names of businesses when...

  • Sep 09, 2011
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CII warns of creeping FCA powers

The Chartered Insurance Institute (CII) has called for more consultation on the Financial ...

  • Sep 09, 2011
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Fifth mortgage lender fined by FSA

The FSA has fined Essex-based sub-prime mortgage lender Swift 1st Ltd £630,000 for unfair...

  • Sep 08, 2011
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FSA enforcement “targeting” retail sector

The retail sector is bearing the brunt of FSA fines, in an indication that it is being tar...

  • Sep 07, 2011
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FSA to issue first ‘health alert’ product warning soon

The FSA is set to publish its first "health alert" shortly to warn about risky financial p...

  • Aug 31, 2011
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Banned brokers and fraud: the FSA has its say

In the MS One to One, the FSA's strategy specialist for financial crime and intelligence, ...

  • Jul 19, 2011
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ABI to fund police fraud unit

An insurance fraud police unit is to be set-up, paid for through a police-private sector p...

  • Jul 12, 2011
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Broker’s £1.7m libel case against FSA thrown out

A mortgage broker who tried to sue the Financial Services Authority (FSA) for £1.67m has ...

  • Jul 05, 2011
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FSA bans two insurance brokers for misconduct

The Financial Services Authority (FSA) has banned two insurance brokers for misconduct, in...

  • Jul 05, 2011
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Enforcement action will increase under FCA

The FSA’s strong activity in enforcement will increase under the Financial Conduct Autho...

  • Jun 27, 2011
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