Tag Result: FCA regulation
Most firms ready for Consumer Duty but some falling behind, warns FCA
The Financial Conduct Authority (FCA) has reviewed how firms are planning to implement Con...
LLLE2023: The sector will not be ready for Consumer Duty by July – Crane
Regulated firms will not be ready for Consumer Duty by the July implementation deadline, b...
Impact of the FCA’s Consumer Duty on loan portfolio sales and acquisitions – TLT
The new Consumer Duty represents a significant change to how the Financial Conduct Authori...
FCA sending notices to firms lacking vulnerability data, warns MorganAsh
The Financial Conduct Authority (FCA) is starting to send notices to firms which need more...
Being under the cosh with mortgages does not negate the need for compliance prep – Hunt
There will be a large number of advisers reading this at the moment who have barely slept ...
Mortgage adviser FCA bills will be ‘significantly less’ as high-profit firms shoulder burden
The total fees paid to the Financial Conduct Authority (FCA) by mortgage brokers will pote...
Misleading financial ads more common as product shelf-life shrinks, brokers warn
Brokers have said that they are seeing an increasing number of adverts for products and ra...
The FCA gets tough, we have been warned – Blackwell
The Financial Conduct Authority (FCA) is not messing around when it comes to the insurance...
FCA must regulate rising number of IVAs to help borrowers overcome mortgage hurdles
The Financial Conduct Authority (FCA) should regulate the transacting of individual volunt...
FCA pledges to be more assertive and make faster regulatory decisions
The Financial Conduct Authority (FCA) has made a commitment to be more innovative, adaptiv...