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Articles tagged 'regulatory permission'

1-10 of 4 results

Mortgage News

FCA calls for better quality data and customer analysis in Consumer Duty review

Upper Tribunal tells FCA to reconsider fine against mortgage firm director

April 28, 2023

Mortgage News

FCA calls for better quality data and customer analysis in Consumer Duty review

FCA restricts IFA director over concerns of misappropriated client funds

April 4, 2023

Mortgage News

Majority of people want financial advice from a person not AI, research shows

UK Moneyman gains FCA approval for home reversion plans

March 1, 2023

Mortgage News

Some firms using ‘tick-box approach’ around new AR rules, FCA says

FCA gains ability to strike off firms within a month that don’t use regulatory permissions

May 19, 2022
1-10 of 4 results