Tag Result: regulatory permission
Upper Tribunal tells FCA to reconsider fine against mortgage firm director
The Financial Conduct Authority (FCA) will appeal a decision made by the Upper Tribunal fo...
FCA restricts IFA director over concerns of misappropriated client funds
The director of an independent financial advice firm has been restricted from performing a...
UK Moneyman gains FCA approval for home reversion plans
Mortgage advice firm UK Moneyman has received approval from the Financial Conduct Authorit...
FCA gains ability to strike off firms within a month that don’t use regulatory permissions
The FCA will use a three strike method to change or revoke permissions of registered firms...