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Tag Result: SM&CR

FCA confirms SM&CR implementation delay

The Financial Conduct Authority (FCA) has confirmed it is giving a 16-week extension for f...

  • Oct 28, 2020
  • 0

SM&CR expands to authorised firms as AR exclusion criticised

The Financial Conduct Authority’s (FCA) Senior Managers and Certification Regime (SM&...

  • Dec 09, 2019
  • 0

Lack of mortgage broker engagement with SM&CR ‘really scares me’ – Sinclair

The Association of Mortgage Intermediaries (AMI) has warned that a lack of understanding a...

  • Oct 29, 2019
  • 0

Senior Managers regime will affect 72,000 executives

The Financial Conduct Authority (FCA) has confirmed that proposals to extend the Senior Ma...

  • Aug 24, 2017
  • 0

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