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Tag Result: execution-only

FCA: Third of industry behind on MMR preparations

An FCA survey suggests a third of the industry cannot confirm it has a plan in place to pr...

  • Sep 17, 2013
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Adviser exec-only protection models ‘not good’ for consumers – poll

Adviser firms offering non-advised protection sales can't be good for the consumer, accord...

  • Feb 26, 2013
  • 0

Capital Platform: 95% of advisers to stay put post-RDR

Few advisers will drop out of the industry after the Retail Distribution Review (RDR) and ...

  • Nov 30, 2012
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MMR: Execution-only loophole still open

Mortgage professionals, High Net Worth (HNW) borrowers and business customers will be able...

  • Oct 25, 2012
  • 0

MMR: FSA simplifies KFI rules

The Financial Services Authority (FSA) has proposed changing the trigger points for the pr...

  • Dec 19, 2011
  • 0

FSA: Non-advised sales ban still possible; Mortgage exam changes ahead

In the product intervention feedback statement out this morning, the regulator refused to ...

  • Jun 14, 2011
  • 0

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