Tag Result: regulator
FCA strips mortgage broker of permissions
The Financial Conduct Authority (FCA) has cancelled a mortgage broker’s permissions to c...
FCA bans and fines insurance brokers £30,000
Two insurance brokers have been fined and banned by the City regulator over failings regar...
FCA plans redesigned website for June
The Financial Conduct Authority (FCA) will relaunch its website redesign in June, with an ...
Over 1,500 FCA staff unimpressed with bosses
An internal staff survey at the UK regulator revealed the extent of the discontent over le...
McDermott expected to take top position at FCA – reports
Tracey McDermott, acting chief executive of the Financial Conduct Authority (FCA), has bee...
FCA fines Sale and Rent Back firm £26,600
The Financial Conduct Authority (FCA) has fined Sale and Rent Back (SRB) firm Quick Purcha...
Voluntary Mortgage Credit Directive rules start today
Firms can begin to operate under the Mortgage Credit Directive regime today, supported by ...
FCA fines and bans insurance broker for stealing client premiums
The Financial Conduct Authority (FCA) has fined insurance broker Ralph Whittington £42,11...
FCA’s Percival challenges advisers over FOS rulings
Financial Conduct Authority (FCA) technical specialist Rory Percival has re-issued a c...
FCA hires enforcement chief from Hong Kong regulator
The Financial Conduct Authority (FCA) has looked east for its new head of enforcement, bri...