Tag Result: Compliance
PRA fines Metro Bank £5.4m for regulatory reporting failures
Metro Bank has been fined £5,376,000 by the Prudential Regulatory Authority (PRA) for fai...
Tenet boosts compliance support with senior operations director hire
Tenet Group has hired Julie Woolmer (pictured) as its compliance operations director to en...
Iress and Twenty7Tec plan green mortgage search filter launches by year-end
Broker sourcing systems, Iress and Twenty7Tec, have plans to add green mortgage filters la...
Brokers should refer to specialists for SM&CR compliance – TMA Club
Mortgage firms should seek specialist help with compliance, Lisa Martin, group development...
ERC creates risk and compliance team to uphold consumer protections
The Equity Release Council (ERC) is creating a risk, policy and compliance team to help ma...
‘We’re still waiting for lenders to adopt FCA coronavirus recommendations’ – Marketwatch
Social distancing means conducting business in a way that adheres to rules and regulations...
Focusing on customer outcomes is good but rules should already do that – poll results
Brokers agree that the Financial Conduct Authority (FCA) should shift its focus to consume...
Poll: Is the FCA right to consider prioritising customer outcomes over compliance?
The Financial Conduct Authority (FCA) is proposing an overhaul of its regulatory approach,...
Smartr365 adds automated compliance letters and moves office
Smartr365 has introduced an automated suitability letter system that it believes will sign...
FCA urged to start recording calls with supervised firms
The regulator should look into recording calls it has with firms that fall under its super...