You are here: Home - Posts tagged 'Compliance' (Page 6)

Tag Result: Compliance

It’s time to think about Consumer Duty – Brightstar

New Consumer Duty regulations are coming. The Financial Conduct Authority has confirmed th...

  • Oct 20, 2022
  • 0

Over half of FCA-regulated firms not ready for Consumer Duty deadline

Around 56 per cent of key decision-makers at FCA-regulated firms say that their businesses...

  • Oct 06, 2022
  • 0

Brickflow launches sourcing and packaging platform

Brickflow has launched a ‘Brickflow for brokers’ platform, allowing intermediaries to ...

  • Sep 27, 2022
  • 0

Nearly fifth of regulated firms don’t check new customers against sanctions lists

Around 17 per cent of regulated firms have said that they do not check customers against s...

  • Sep 22, 2022
  • 0

BMPS: Regulated firms have until October to sign off Consumer Duty plans

Regulated firms have until October to demonstrate how they will implement Consumer Duty pl...

  • Sep 12, 2022
  • 0

Property firms at risk from money laundering ‘loopholes’

Too many property firms are continuing to rely on outdated measures of tackling money laun...

  • Jun 28, 2022
  • 0

FCA turns up the heat on dealing with vulnerable customers – MorganAsh

As we approach high summer, it is the debate about dealing with vulnerable customers that ...

  • Jun 24, 2022
  • 0

MorganAsh integrates VRS to enhance consumer vulnerability detection

Support services provider MorganAsh has integrated the Vulnerability Registration Service ...

  • Jun 07, 2022
  • 0

TMA hires four specialist area supervision managers

TMA has hired four specialist area supervision managers to strengthen its support for dire...

  • Apr 07, 2022
  • 0

City Mortgage Solutions partners with Simplybiz

London-based mortgage and protection advice firm City Mortgage Solutions (CMS) has partner...

  • Apr 01, 2022
  • 0

You may also be interested in