Tag Result: Compliance
It’s time to think about Consumer Duty – Brightstar
New Consumer Duty regulations are coming. The Financial Conduct Authority has confirmed th...
Over half of FCA-regulated firms not ready for Consumer Duty deadline
Around 56 per cent of key decision-makers at FCA-regulated firms say that their businesses...
Brickflow launches sourcing and packaging platform
Brickflow has launched a ‘Brickflow for brokers’ platform, allowing intermediaries to ...
Nearly fifth of regulated firms don’t check new customers against sanctions lists
Around 17 per cent of regulated firms have said that they do not check customers against s...
BMPS: Regulated firms have until October to sign off Consumer Duty plans
Regulated firms have until October to demonstrate how they will implement Consumer Duty pl...
Property firms at risk from money laundering ‘loopholes’
Too many property firms are continuing to rely on outdated measures of tackling money laun...
FCA turns up the heat on dealing with vulnerable customers – MorganAsh
As we approach high summer, it is the debate about dealing with vulnerable customers that ...
MorganAsh integrates VRS to enhance consumer vulnerability detection
Support services provider MorganAsh has integrated the Vulnerability Registration Service ...
TMA hires four specialist area supervision managers
TMA has hired four specialist area supervision managers to strengthen its support for dire...
City Mortgage Solutions partners with Simplybiz
London-based mortgage and protection advice firm City Mortgage Solutions (CMS) has partner...