Tag Result: Compliance
Most advisers see Consumer Duty as just a TCF ‘rebrand’ – Aviva
Financial advisers see the regulator’s incoming Consumer Duty rules as a rebrand of Trea...
Consumer Duty is a ‘moveable feast’ so don’t be rigid in your readiness – Wilson
It’s understandable that you will see a lot written and spoken about Consumer Duty over ...
IWD 2023: Don’t let anyone put you off joining a male-dominated sector – Allen
To celebrate International Women’s Day 2023, Mortgage Solutions spoke to women working a...
The roll out of Consumer Duty ‘couldn’t be timed any better’ – Ganatra
Consumer Duty being introduced during a cost of living crisis and economic uncertainty is ...
Firms must ‘act now’ as Consumer Duty deadline will not be moved, warns FCA’s Mills
Firms that are regulated by the Financial Conduct Authority (FCA) still have until July th...
Paradigm release video focused on Consumer Duty price and value rule
Mortgage and protection club Paradigm has released a video to help intermediaries prepare ...
Earl Shilton Building Society’s risk and compliance manager to retire after 44 years
Leicestershire-based Earl Shilton Building Society’s (Esbs) long-serving risk and compli...
L&C Mortgages appoints Harrington as chief operating officer
Fee-free mortgage broker L&C Mortgages has hired Mark Harrington as its chief operatin...
Regulated firms need to make anti-money laundering the focus in 2023 – SmartSearch
Now is the perfect time to make an impactful if somewhat belated New Year’s resolution f...
The FCA writes to firms and sets up events ahead of Consumer Duty deadline
The financial watchdog has written to authorised firms ahead of the Consumer Duty rules co...